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Resuscitation of very preterm infants with 30% vs. 65% oxygen at birth: study protocol for a randomized controlled trial.
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MedLine Citation:
PMID:  22621326     Owner:  NLM     Status:  MEDLINE    
BACKGROUND: Resuscitation at birth with 100% oxygen is known to increase the oxidative burden with concomitant deleterious effects. Although fractions of inspired oxygen (FiO₂) < 100% are widely used in preterm infants, starting resuscitation at a (too) low FiO₂ may result in hypoxia. The objective of this study is to compare the safety and efficacy of resuscitating very preterm infants with an initial FiO2 of 30% versus 65%.
METHODS/DESIGN: In this double-blind, randomized controlled trial, 200 very preterm infants with a gestational age < 32 weeks will be randomized to start resuscitation after birth with either 30% or 65% oxygen. The FiO₂ will be adjusted based on oxygen saturation measured by pulse oximetry (SpO₂) and pulse rate (which should be over 100 beats per minute) in order to achieve a target SpO₂ of 88-94% at 10 min of life. The FiO₂ and pulse oximetry data will be continuously recorded.The primary outcome is survival without bronchopulmonary dysplasia, as assessed by a physiological test at 36 weeks postmenstrual age. The secondary outcomes include the time to achieve SpO₂ > 88%, Apgar score at 5 min, cumulative O₂ exposure, oxidative stress (as determined by glutathione synthesis and oxidative stress markers), retinopathy of prematurity, brain injury and neurodevelopmental outcome at 2 years of age.This study will provide insight into determining the appropriate initial FiO₂ to start resuscitation of very preterm infants.
Denise Rook; Henk Schierbeek; Anne C van der Eijk; Mariangela Longini; Giuseppe Buonocore; Maximo Vento; Johannes B van Goudoever; Marijn J Vermeulen
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Publication Detail:
Type:  Comparative Study; Journal Article; Randomized Controlled Trial     Date:  2012-05-23
Journal Detail:
Title:  Trials     Volume:  13     ISSN:  1745-6215     ISO Abbreviation:  Trials     Publication Date:  2012  
Date Detail:
Created Date:  2012-08-10     Completed Date:  2012-11-06     Revised Date:  2013-06-24    
Medline Journal Info:
Nlm Unique ID:  101263253     Medline TA:  Trials     Country:  England    
Other Details:
Languages:  eng     Pagination:  65     Citation Subset:  IM    
Department of Pediatrics, Division of Neonatology, Erasmus Medical Center-Sophia Children's Hospital, Rotterdam, The Netherlands.
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MeSH Terms
Apgar Score
Brain Injuries / etiology
Bronchopulmonary Dysplasia / etiology
Child Development
Double-Blind Method
Gestational Age
Heart Rate
Infant, Newborn
Infant, Premature*
Intensive Care Units, Neonatal
Intensive Care, Neonatal / methods*
Oxidative Stress
Oxygen Inhalation Therapy / adverse effects,  methods*
Research Design*
Resuscitation / adverse effects,  methods*
Retinopathy of Prematurity / etiology
Time Factors
Treatment Outcome

From MEDLINE®/PubMed®, a database of the U.S. National Library of Medicine

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Journal Information
Journal ID (nlm-ta): Trials
Journal ID (iso-abbrev): Trials
ISSN: 1745-6215
Publisher: BioMed Central
Article Information
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Copyright ©2012 Rook et al.; licensee BioMed Central Ltd.
Received Day: 24 Month: 10 Year: 2011
Accepted Day: 23 Month: 5 Year: 2012
collection publication date: Year: 2012
Electronic publication date: Day: 23 Month: 5 Year: 2012
Volume: 13First Page: 65 Last Page: 65
PubMed Id: 22621326
ID: 3474149
Publisher Id: 1745-6215-13-65
DOI: 10.1186/1745-6215-13-65

Resuscitation of very preterm infants with 30% vs. 65% oxygen at birth: study protocol for a randomized controlled trial
Denise Rook1 Email:
Henk Schierbeek1 Email:
Anne C van der Eijk12 Email:
Mariangela Longini3 Email:
Giuseppe Buonocore3 Email:
Maximo Vento4 Email:
Johannes B van Goudoever56 Email:
Marijn J Vermeulen1 Email:
1Department of Pediatrics, Division of Neonatology, Erasmus Medical Center - Sophia Children’s Hospital, Rotterdam, The Netherlands
2Department of BioMechanical Engineering, Faculty of Mechanical, Maritime & Materials Engineering, Delft University of Technology, Delft, The Netherlands
3Department of Pediatrics, Obstetrics and Reproductive Medicine, University of Siena, Siena, Italy
4Department of Pediatrics, Division of Neonatology, University Children’s Hospital La Fe, Valencia, Spain
5Department of Pediatrics, Emma Children’s Hospital - AMC, Amsterdam, The Netherlands
6Department of Pediatrics, VU University Medical Center, Amsterdam, The Netherlands


Resuscitating the newborn at birth with 100% oxygen is known to increase the oxidative burden with concomitant deleterious effects [1]. The latest International Liaison Committee on Resuscitation (ILCOR) guidelines recommend that “for babies born at term it is best to begin resuscitation with air rather than 100% oxygen” and that “administration of supplementary oxygen should be guided by oximetry” [2]. However, for preterm infants, the optimal fraction of inspired oxygen (FiO2) to start resuscitation is still unknown. The ILCOR states that “blended oxygen and air may be given judiciously” and “both hyperoxemia and hypoxemia” should be avoided [2].

Several small studies on FiO2 for resuscitating preterm infants have been performed. Wang et al. compared the use of initiating the resuscitation of preterm infants with either room air (n = 18) or 100% oxygen (n = 23) [3]. All infants in the room air group required an increase of the FiO2 to achieve the targeted oxygen saturation (SpO2), and the authors recommended that room air should not be used for resuscitating preterm infants. Escrig et al. compared initiating resuscitation of preterm infants with a gestational age (GA) ≤ 28 weeks with either 30% or 90% oxygen [4]. In this study, the FiO2 in the low-oxygen group (n = 19) was increased stepwise to 45%, and the FiO2 in the high-oxygen group (n = 23) was reduced to 45% to reach the target SpO2. In a similar study by Vento et al., resuscitation with 30% oxygen (n = 37) resulted in decreased oxidative stress markers and a decreased risk of bronchopulmonary dysplasia (BPD) compared to starting resuscitation with 90% (n = 41) [5]. Also in this study, FiO2 in both groups was increased stepwise in the low-oxygen group and decreased in the high-oxygen group, reaching 55% at 5 min in both groups.

From these data, it can be concluded that initiating the resuscitation of preterm infants with room air is too low, while starting with 90% FiO2 is too high. Because it is important to avoid both hypoxia and hyperoxia, the optimal initial FiO2 for resuscitating preterm infants needs to be determined. Therefore, we hypothesize that resuscitation of very preterm infants (GA < 32 weeks) with an initial FiO2 of 30% is safe, decreases oxidative stress and improves outcome compared to resuscitation with an initial FiO2 of 65%.

Trial design

The study is a double-blind, randomized controlled trial and will be performed in the Neonatal Intensive Care Unit (NICU) of the Erasmus MC - Sophia Children’s Hospital, Rotterdam, The Netherlands. The study is investigator-initiated, without funding from the pharmaceutical industry. The study protocol has been approved by the Erasmus MC Medical Ethics Committee. Serious adverse events (death, retinopathy of prematurity (ROP) ≥ grade 3 and intraventricular hemorrhage (IVH) ≥ grade 3) will be reported to the medical ethics committee, which will monitor the study safety.


The inclusion criteria are infants with a GA < 32 weeks born at the Erasmus MC-Sophia Children’s Hospital. Assessment of the GA will be based on early fetal ultrasonography or on the date of the last menstrual period. The exclusion criteria are any known major congenital malformations, chromosome defects, or metabolic, endocrine or renal disorders.

Because this study involves an acute intervention at birth, written informed consent will be obtained antenatally. All mothers admitted to Erasmus MC-Sophia Children’s Hospital at risk for preterm delivery before 32 weeks of gestation (e.g., premature labor, preeclampsia, intrauterine growth retardation) will be approached for participation in the study. When parents have consented to participate in the study and there has been an actual preterm delivery, the preterm infant will be included at birth.

Research setting and randomization

The Erasmus MC-Sophia Children’s Hospital has six resuscitation units, which have been modified for this study by adding an additional oxygen blender (PM5200, Precision Medical Inc., Northampton, PA, USA) (Figure 1). This additional oxygen blender is not visible to the physician and will be randomized after each inclusion to either 30% or 65% oxygen using a computer-generated list.

When an infant with prenatal consent is born, the physician will activate the research setting by activation of a switch just before delivery. By activating this research switch, the regular oxygen blender (Bird Ultrablender, Cardinal Health, Dublin, OH, USA) will be connected to the additional oxygen blender. Administered oxygen will come from the additional oxygen blender, randomized to 30% or 65% oxygen, and thus resuscitation will be started with either 30% or 65% oxygen.


All resuscitations of preterm infants are performed by a neonatologist or an experienced neonatologist in training. Immediately after cord clamping, the infant will be placed on the resuscitation unit. The resuscitation is performed according to standard guidelines, i.e., the infant is stimulated and heat loss is prevented. A disposable SpO2 sensor (Nellcor Max-N, Covidien, Dublin, Ireland) will be applied to the right hand or wrist before switching on the pulse oximeter (Nellcor OxiMax N-600x, Covidien, Dublin, Ireland). Infants will be resuscitated with either a flow inflating mask (Jackson Reese modification T-piece system breathing system, Intersurgical, Wokingham, UK) or a T-piece resuscitator (Neopuff, Fisher & Paykel Healthcare, Auckland, New Zealand), according to the physician’s preferences.

Resuscitation is started with either 30% or 65% oxygen, for which the physician will be blinded. The objective of the resuscitation is to achieve a target SpO2 of 88–94% at 10 min after birth. If the pulse rate remains stable and over 100 beats per minute (bpm), no adjustment of FiO2 is advised. At all times, the physician can adjust the FiO2 if the clinical situation is not satisfactory (e.g., persistent bradycardia or SpO2 >94%). To adjust the FiO2, the physician deactivates the research switch by which the additional oxygen blender is deactivated, and the administered FiO2 is supplied via the regular oxygen blender. The FiO2 can then be manually adjusted to the desired FiO2, without the physician being aware of the initial FiO2 to which the infant was randomized.

Outcome parameters
Primary outcome

Survival without BPD at 36 weeks postmenstrual age (PMA).

Secondary outcomes

1. Resuscitation: Apgar score at 5 min, time after birth to achieve SpO2 > 88% and cumulative O2 exposure during resuscitation.

2. Oxidative stress: Glutathione (GSH) synthesis and oxidative stress markers

3. Incidence of ROP and brain injury.

4. Neurodevelopmental outcome at 2 years of age.

The timeline of the study design is depicted in Figure 2.

Collection resuscitation data

Medical record documentation often varies from actual interventions, especially in acute situations [6]. Therefore, video recordings will be made to analyze resuscitation with regard to time of birth and the timeline of the resuscitation (e.g., time to start SaO2 recording, time to start respiratory support and the time to intubation, when applicable). The time of birth is defined as the time of cord clamping. The FiO2 will be continuously recorded (1 Hz) using a medical oxygen monitor (MX300 Medical Oxygen Monitor, Teledyne, City of Industry, CA, USA). The SpO2 will be continuously recorded (0.5 Hz) using serial port reader software (TeraTerm, Open Source Software).

Clinical definitions
Bronchopulmonary dysplasia

Two definitions for the diagnosis of BPD will be used. First, the definition of BPD for preterm infants with a GA < 32 weeks described by Jobe et al. will be used (Table 1) [7]. According to this definition, BPD is present when an infant is treated with FiO2 > 21% for at least 28 days and is further classified according to the need for oxygen and/or respiratory support at 36 weeks PMA.

Second, the diagnosis of BPD will be assessed at 36 weeks PMA based on the physiological criteria of Walsh et al. [8]. Infants treated with mechanical ventilation or continuous positive airway pressure (CPAP), or infants receiving FiO2 ≥ 30% oxygen with oxygen saturations < 96% are diagnosed with BPD. For infants receiving < 30% oxygen or infants receiving ≥ 30% oxygen with oxygen saturations > 96%, a timed oxygen reduction test will be performed as described by Walsh et al. [8]. During the timed oxygen reduction test, BPD is diagnosed when oxygen saturations are < 90% for more than 5 consecutive min or < 80% for more than 15 s. No BPD is defined as oxygen saturations ≥ 90% during weaning to room air.

Retinopathy of prematurity

As part of standard care, ROP will be assessed at a postnatal age of 5 weeks by a pediatric ophthalmologist. ROP will be diagnosed and classified according to the International Classification of Retinopathy of Prematurity (ICROP) [9].

Brain injury

Substantial brain injury will be diagnosed according to the definition previously described in the EUNO trial [10], i.e., grade 3 or 4 IVH [11] or periventricular leukomalacia based on ultrasound images and/or MRI of the brain [12].

Neurodevelopmental outcome

As part of standard care, all preterm infants born with a GA < 32 weeks will be followed until 2 years of age. At 2 years, certified neurodevelopmental physiologists will evaluate the infants using the Bayley Scales of Infant Development, 3rd Edition (BSID III).

Glutathione concentration and synthesis rates
Tracer infusion protocol and blood sampling

On the 2nd postnatal day, a primed (20 μmol·kg−1) continuous (20 μmol·kg−1·d−1) infusion of [U-13 C]glycine (99% enriched, Cambridge Isotope Laboratories, Andover, MA, USA; sterility and pyrogenicity tested) will be administered for 8 h using a Perfusor fm infusion pump (B|Braun Medical B.V., Oss, The Netherlands). Blood will be sampled from an indwelling arterial catheter after 6, 7 and 8 h, and collected in EDTA-containing microtainers. After centrifugation at 3,500 × g for 10 min, the plasma fraction will be removed, and the lower layer (containing primarily erythrocytes) will be reconstituted to its original volume with ice-cold distilled water. To calculate the fractional synthesis rates (FSR) and absolute synthesis rates (ASR) of GSH, concentration and enrichment of GSH and its precursor glycine will be determined in the erythrocytes.

Glutathione enrichment and concentration

Analysis of GSH will be performed on a LC-Isolink interface coupled to a Delta XP isotope ratio mass spectrometer (LC-IRMS) (Thermo Fisher, Bremen, Germany) using a recently developed method [13]. This highly sensitive method requires only a very small sample and does not require derivatization of the sample.

Glycine enrichments

The erythrocyte enrichment of 13C glycine will be measured by gas chromatography-mass spectrometry (GCMS) as its ethyl chloroformate (ECF) ester derivatives, using a MSD 5975 C Agilent GCMS (Agilent Technologies, Amstelveen, The Netherlands). Briefly, 25-μl aliquots of the remaining supernatant used for the GSH analysis will be acidified by adding 50 μl of 0.1 M HCl and diluted with 125 μl of distilled water. ECF derivatization of the samples will be performed according to a modified procedure of Hušek [14]. A CP-Sil 17 column (25 m × 0.25 mm id, 0.12-μm film thickness; Varian, Middelburg, The Netherlands) will be used for the separation. The samples will be measured using a selected ion monitoring mode (SIM) method. The mass fragments with a mass to charge (m/z) of 102.1 for unenriched (M)and an m/z 103.1 for the enriched (M + 1) glycine, respectively, have been selected for this purpose.


The FSRGSH represents the fraction of the total intraerythrocytic GSH pool that is renewed per unit of time and is expressed as %/d.

[Formula ID: bmcM1]

where E stands for the enrichment expressed as MPE. The nominator (product) of this equation represents the hourly increase in [U-13 C]glycine bound to GSH, as calculated from the increase in enrichment between 6 and 8 h of infusion. The denominator (precursor) represents the intraerythrocytic U-13 C enrichment of free glycine at isotopic steady state.

Subsequently, the intravascular ASRGSH, which represents the absolute amount of GSH that is produced per unit of time (mg/(kg·day)), can be calculated using the following equation:

[Formula ID: bmcM2]
ASRGSH(mg/(kg×d)= FSRGSH/(100 × conc. × 307 × ht × 0.075)

where conc. is GSH concentration in mmol/l packed erythrocytes, 307 is the molecular weight of GSH, ht is hematocrit, and 0.075 is the estimated circulating volume in a preterm neonate, expressed as l/kg.

Oxidative stress markers

Oxidative stress markers in plasma and urine will be determined within 24 h of birth, on postnatal day 6 and on postnatal day 28.

Non-protein bound iron (NPBI)

Blood samples, drawn from an arterial catheter or via a heel prick, will be collected in heparinized microtainers and immediately placed on melting ice. After centrifugation at 3,500 × g for 10 min, the plasma fraction will be removed from the lower layer and stored at −80 °C until further analysis. Plasma samples will be shipped on dry ice to the University of Siena (Siena, Italy), where the NPBI will be determined according to previously described methods [15].

Isoprostanes and 8-hydroxy-2’-deoxyguanosine (8-oxo-dG)

Urine will be collected by placing gauze in the infants’ diapers. After centrifugation at 2,800 × g for 5 min, the urine will be stored at −80 °C until further analysis. Urine samples will be shipped on dry ice to the University Hospital LA Fe (Valencia, Spain), where the urinary isoprostane and 8-oxo-dG will be determined according to previously described methods [16].

Statistical analysis

Power calculation based on the incidence of BPD shows that, with an incidence of 30% and an expected reduction of 15%, 100 infants per group will be needed to find a statistically significant difference with an α of 0.05 and a power of 0.80. Differences between groups will be assessed using the Mann-Whitney test for continuous measurements and the chi-square test for categorical measurements (p < 0.05).


Although this study concerns the acute intervention of neonatal resuscitation, the randomization and blinding are optimal in this study design. Because cases of acute preterm delivery will not be included in this study, the main limitation will be the selection bias. Since informed consent will be obtained before birth, only mothers who are actually hospitalized antenatally will be approached by the researchers. Consequently, all included infants will have received at least one dose of prenatal steroids. As prenatal steroids have proven to be beneficial to immature lungs, included infants will likely have fewer respiratory difficulties than the acute cases. Furthermore, administration of prenatal steroids is associated with increased antioxidant enzyme activity, which reduces susceptibility to hypoxia and to oxidative damage as a result of hyperoxia [17]. In short, the studied cases may show less morbidity such as BPD than the total population of very preterm infants.

The selection bias could be circumvented by a waiver of informed consent. In 1996, the Food and Drug Administration (FDA) and the Department of Health and Human Services (DHHS) published guidelines on exceptions from the informed consent requirements in specific situations [18]. For emergency research, these guidelines stipulate that the institutional review board (IRB) may approve a clinical investigation without requiring informed consent from all research subjects after meeting certain criteria. These criteria include informed consent not being feasible because the intervention must be performed before consent from the subjects’ legally authorized representative can be obtained, as would be the case in this study when preterm infants are born acutely. Because informed consent can be sought in a sufficient number of very preterm deliveries, we decided that it would not be ethical to use a waiver of informed consent.

This study is performed in an affluent health care setting, and blended oxygen might not be available in all hospitals. However, according to international guidelines, preterm infants should be born in a tertiary hospital whenever possible, and, in Western countries, most very preterm infants are indeed born within a tertiary hospital. Since it has been shown that room air and 100% oxygen are both not ideal in the resuscitation of preterm infants, it is important to study the optimal FiO2 to start resuscitation of these infants.

Trial status

The trial is currently enrolling patients. We expect to finish patient recruitment in March 2012 and present the results over the course of 2012.


FiO2, fraction of inspired oxygen; SpO2, oxygen saturation; GA, gestational age; BPD, bronchopulmonary dysplasia; PMA, postmenstrual age; GSH, glutathione.

Competing interests

The authors declare that there are no competing interests

Authors’ contribution

DR: study design, acquisition of data, analysis and interpretation of data, drafting and revising the manuscript. HS, ML, GB, MV: analysis and interpretation of data, revising the manuscript. AvdE: technical support for design and data acquisition, revising the manuscript. JvG: conception and study design, interpretation of data, revising the manuscript. MJV: conception and study design, interpretation of data, revising the manuscript. All authors have read and approved the final manuscript.


The authors would like to thank Arie Koedood for his assistance with the technical design of the study. Additionally, we would like to thank the medical staff for performing the resuscitations according to the study protocol. Finally, we would like to thank the Department of Obstetrics for performing the study on their ward.

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Protection of human subjects


[Figure ID: F1]
Figure 1 

Adjusted resuscitation unit. Dotted lines depict the adjustments made to the resuscitation unit. The blinded oxygen blender is randomized to administer either 30% or 65% oxygen. The OR port depicts the switch by which the research setting can be activated or deactivated.

[Figure ID: F2]
Figure 2 

Timeline of the study design. GSH = glutathione, BPD = bronchopulmonary dysplasia.

[TableWrap ID: T1] Table 1 

Criteria for bronchopulmonary dysplasia for preterm infants with a gestational age < 32 weeks

Treatment with oxygen >21% for at least 28 days plus
Mild BPD
Breathing room air at 36 weeks PMA
Moderate BPD
Need for < 30% oxygen at 36 weeks PMA
Severe BPD Need for ≥ 30% oxygen and/or positive pressure at 36 weeks PMA

Article Categories:
  • Study Protocol

Keywords: Preterm infants, Resuscitation, Oxygen, Bronchopulmonary dysplasia, Oxidative stress, Glutathione synthesis.

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